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Your Retirement Plan Success Is Our Business!
We specialize in helping retirement plan sponsors meet their fiduciary obligations while providing customized education to get participants retirement ready.
PWA Financial provides comprehensive financial services helping retirement plan sponsors meet their fiduciary obligations and participants become retirement ready.
01. About Us
We are a professional firm specializing in financial services and participant education for employer sponsored retirement plans. At PWA Financial your retirement plan success is our business!
02. Our Philosophy
Our firm believes retirement plan success is accomplished through independent analysis, prudent due diligence, and targeted plan and participant outcomes. We take a personal approach by getting to know the plan sponsor, the industry they work in, and what challenges they are facing, in order to target our services to meet each client's individual needs.
03. Our Process
Our firm has developed a process of fiduciary standard of care focused on organizing, formalizing, implementing, and monitoring all aspects of your retirement plan. We specialize in optimizing plan administration and participant education in order to free up time for you, the plan sponsor, to do what you do best; run your business.
Fiduciary Oversight
Depending on your requirements we offer different options of fiduciary oversight. We can assume the role of a 3(21) fiduciary advisor to the retirement plan or 3(38) advice is available through Cetera Investment Management (CIM). Either way we become a trusted partner to help you, the plan sponsor, meet your fiduciary obligations and provide a valuable employee benefit to participants.
Investment & Fee Monitoring
Continuous monitoring of the plan investment menu, performance, and fees to ensure they are appropriate and reasonable. We also take a plan-level view to analyze and evaluate the fees charged by service providers to the plan.
Participant Education
Customized education offerings that are effective, meaningful, and relevant to plan participants. Our offerings include a personal retirement readiness analysis and one-on-one and group education sessions with participants.